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Thinking in Java, 2nd edition, Revision 9

©2000 by Bruce Eckel

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7: Polymorphism

Polymorphism is the third essential feature of an object-oriented programming language, after data abstraction and inheritance.

It provides another dimension of separation of interface from implementation, to decouple what from how. Polymorphism allows improved code organization and readability as well as the creation of extensible programs that can be “grown” not only during the original creation of the project but also when new features are desired.

Encapsulation creates new data types by combining characteristics and behaviors. Implementation hiding separates the interface from the implementation by making the details private. This sort of mechanical organization makes ready sense to someone with a procedural programming background. But polymorphism deals with decoupling in terms of types. In the last chapter, you saw how inheritance allows the treatment of an object as its own type or its base type. This ability is critical because it allows many types (derived from the same base type) to be treated as if they were one type, and a single piece of code to work on all those different types equally. The polymorphic method call allows one type to express its distinction from another, similar type, as long as they’re both derived from the same base type. This distinction is expressed through differences in behavior of the methods that you can call through the base class.

In this chapter, you’ll learn about polymorphism (also called dynamic binding or late binding or run-time binding) starting from the basics, with simple examples that strip away everything but the polymorphic behavior of the program.

Upcasting

In Chapter 6 you saw how an object can be used as its own type or as an object of its base type. Taking an object reference and treating it as a reference to its base type is called upcasting because of the way inheritance trees are drawn with the base class at the top.

You also saw a problem arise, which is embodied in the following:

//: c07:music:Music.java 
// Inheritance & upcasting.

class Note {
  private int value;
  private Note(int val) { value = val; }
  public static final Note
    MIDDLE_C = new Note(0), 
    C_SHARP  = new Note(1),
    B_FLAT   = new Note(2);
} // Etc.

class Instrument {
  public void play(Note n) {
    System.out.println("Instrument.play()");
  }
}

// Wind objects are instruments
// because they have the same interface:
class Wind extends Instrument {
  // Redefine interface method:
  public void play(Note n) {
    System.out.println("Wind.play()");
  }
}

public class Music {
  public static void tune(Instrument i) {
    // ...
    i.play(Note.MIDDLE_C);
  }
  public static void main(String[] args) {
    Wind flute = new Wind();
    tune(flute); // Upcasting
  }
} ///:~

The method Music.tune( ) accepts an Instrument reference, but also anything derived from Instrument. In main( ), you can see this happening as a Wind reference is passed to tune( ), with no cast necessary. This is acceptable; the interface in Instrument must exist in Wind, because Wind is inherited from Instrument. Upcasting from Wind to Instrument may “narrow” that interface, but it cannot make it anything less than the full interface to Instrument.

Why upcast?

This program might seem strange to you. Why should anyone intentionally forget the type of an object? This is what happens when you upcast, and it seems like it could be much more straightforward if tune( ) simply takes a Wind reference as its argument. This brings up an essential point: If you did that, you’d need to write a new tune( ) for every type of Instrument in your system. Suppose we follow this reasoning and add Stringed and Brass instruments:

//: c07:music2:Music2.java 
// Overloading instead of upcasting.

class Note {
  private int value;
  private Note(int val) { value = val; }
  public static final Note
    MIDDLE_C = new Note(0), 
    C_SHARP = new Note(1),
    B_FLAT = new Note(2);
} // Etc.

class Instrument {
  public void play(Note n) {
    System.out.println("Instrument.play()");
  }
}

class Wind extends Instrument {
  public void play(Note n) {
    System.out.println("Wind.play()");
  }
}

class Stringed extends Instrument {
  public void play(Note n) {
    System.out.println("Stringed.play()");
  }
}

class Brass extends Instrument {
  public void play(Note n) {
    System.out.println("Brass.play()");
  }
}

public class Music2 {
  public static void tune(Wind i) {
    i.play(Note.MIDDLE_C);
  }
  public static void tune(Stringed i) {
    i.play(Note.MIDDLE_C);
  }
  public static void tune(Brass i) {
    i.play(Note.MIDDLE_C);
  }
  public static void main(String[] args) {
    Wind flute = new Wind();
    Stringed violin = new Stringed();
    Brass frenchHorn = new Brass();
    tune(flute); // No upcasting
    tune(violin);
    tune(frenchHorn);
  }
} ///:~

This works, but there’s a major drawback: You must write type-specific methods for each new Instrument class you add. This means more programming in the first place, but it also means that if you want to add a new method like tune( ) or a new type of Instrument, you’ve got a lot of work to do. Add the fact that the compiler won’t give you any error messages if you forget to overload one of your methods and the whole process of working with types becomes unmanageable.

Wouldn’t it be much nicer if you could just write a single method that takes the base class as its argument, and not any of the specific derived classes? That is, wouldn’t it be nice if you could forget that there are derived classes, and write your code to talk only to the base class?

That’s exactly what polymorphism allows you to do. However, most programmers (who come from a procedural programming background) have a bit of trouble with the way polymorphism works.

The twist

The difficulty with Music.java can be seen by running the program. The output is Wind.play( ). This is clearly the desired output, but it doesn’t seem to make sense that it would work that way. Look at the tune( ) method:

  public static void tune(Instrument i) {
    // ...
    i.play(Note.MIDDLE_C);
  }

It receives an Instrument reference. So how can the compiler possibly know that this Instrument reference points to a Wind in this case and not a Brass or Stringed? The compiler can’t. To get a deeper understanding of the issue, it’s helpful to examine the subject of binding.

Method call binding

Connecting a method call to a method body is called binding. When binding is performed before the program is run (by the compiler and linker, if there is one), it’s called early binding. You might not have heard the term before because it has never been an option with procedural languages. C compilers have only one kind of method call, and that’s early binding.

The confusing part of the above program revolves around early binding because the compiler cannot know the correct method to call when it has only an Instrument reference.

The solution is called late binding, which means that the binding occurs at run-time based on the type of object. Late binding is also called dynamic binding or run-time binding. When a language implements late binding, there must be some mechanism to determine the type of the object at run-time and to call the appropriate method. That is, the compiler still doesn’t know the object type, but the method-call mechanism finds out and calls the correct method body. The late-binding mechanism varies from language to language, but you can imagine that some sort of type information must be installed in the objects.

All method binding in Java uses late binding unless a method has been declared final. This means that ordinarily you don’t need to make any decisions about whether late binding will occur—it happens automatically.

Why would you declare a method final? As noted in the last chapter, it prevents anyone from overriding that method. Perhaps more important, it effectively “turns off” dynamic binding, or rather it tells the compiler that dynamic binding isn’t necessary. This allows the compiler to generate slightly more efficient code for final method calls. However, in most cases it won’t make any overall performance difference in your program, so it’s best to only use final as a design decision, and not as an attempt to improve performance.

Producing the right behavior

Once you know that all method binding in Java happens polymorphically via late binding, you can write your code to talk to the base-class and know that all the derived-class cases will work correctly using the same code. Or to put it another way, you “send a message to an object and let the object figure out the right thing to do.”

The classic example in OOP is the “shape” example. This is commonly used because it is easy to visualize, but unfortunately it can confuse novice programmers into thinking that OOP is just for graphics programming, which is of course not the case.

The shape example has a base class called Shape and various derived types: Circle, Square, Triangle, etc. The reason the example works so well is that it’s easy to say “a circle is a type of shape” and be understood. The inheritance diagram shows the relationships:


The upcast could occur in a statement as simple as:

Shape s = new Circle();

Here, a Circle object is created and the resulting reference is immediately assigned to a Shape, which would seem to be an error (assigning one type to another) and yet it’s fine because a Circle is a Shape by inheritance. So the compiler agrees with the statement and doesn’t issue an error message.

Suppose you call one of the base class methods (that have been overridden in the derived classes):

s.draw();

Again, you might expect that Shape’s draw( ) is called because this is, after all, a Shape reference, so how could the compiler know to do anything else? And yet the proper Circle.draw( ) is called because of late binding (polymorphism).

The following example puts it a slightly different way:

//: c07:Shapes.java
// Polymorphism in Java.

class Shape { 
  void draw() {}
  void erase() {} 
}

class Circle extends Shape {
  void draw() { 
    System.out.println("Circle.draw()"); 
  }
  void erase() { 
    System.out.println("Circle.erase()"); 
  }
}

class Square extends Shape {
  void draw() { 
    System.out.println("Square.draw()"); 
  }
  void erase() { 
    System.out.println("Square.erase()"); 
  }
}

class Triangle extends Shape {
  void draw() { 
    System.out.println("Triangle.draw()"); 
  }
  void erase() { 
    System.out.println("Triangle.erase()");
  }
}

public class Shapes {
  public static Shape randShape() {
    switch((int)(Math.random() * 3)) {
      default:
      case 0: return new Circle();
      case 1: return new Square();
      case 2: return new Triangle();
    }
  }
  public static void main(String[] args) {
    Shape[] s = new Shape[9];
    // Fill up the array with shapes:
    for(int i = 0; i < s.length; i++)
      s[i] = randShape();
    // Make polymorphic method calls:
    for(int i = 0; i < s.length; i++)
      s[i].draw();
  }
} ///:~

The base class Shape establishes the common interface to anything inherited from Shape—that is, all shapes can be drawn and erased. The derived classes override these definitions to provide unique behavior for each specific type of shape.

The main class Shapes contains a static method randShape( ) that produces a reference to a randomly-selected Shape object each time you call it. Note that the upcasting happens in each of the return statements, which take a reference to a Circle, Square, or Triangle and sends it out of the method as the return type, Shape. So whenever you call this method you never get a chance to see what specific type it is, since you always get back a plain Shape reference.

main( ) contains an array of Shape references filled through calls to randShape( ). At this point you know you have Shapes, but you don’t know anything more specific than that (and neither does the compiler). However, when you step through this array and call draw( ) for each one, the correct type-specific behavior magically occurs, as you can see from one output example:

Circle.draw()
Triangle.draw()
Circle.draw()
Circle.draw()
Circle.draw()
Square.draw()
Triangle.draw()
Square.draw()
Square.draw()

Of course, since the shapes are all chosen randomly each time, your runs will have different results. The point of choosing the shapes randomly is to drive home the understanding that the compiler can have no special knowledge that allows it to make the correct calls at compile-time. All the calls to draw( ) are made through dynamic binding.

Extensibility

Now let’s return to the musical instrument example. Because of polymorphism, you can add as many new types as you want to the system without changing the tune( ) method. In a well-designed OOP program, most or all of your methods will follow the model of tune( ) and communicate only with the base-class interface. Such a program is extensible because you can add new functionality by inheriting new data types from the common base class. The methods that manipulate the base-class interface will not need to be changed at all to accommodate the new classes.

Consider what happens if you take the instrument example and add more methods in the base class and a number of new classes. Here’s the diagram:


All these new classes work correctly with the old, unchanged tune( ) method. Even if tune( ) is in a separate file and new methods are added to the interface of Instrument, tune( ) works correctly without recompilation. Here is the implementation of the above diagram:

//: c07:music3:Music3.java
// An extensible program.
import java.util.*;

class Instrument {
  public void play() {
    System.out.println("Instrument.play()");
  }
  public String what() {
    return "Instrument";
  }
  public void adjust() {}
}

class Wind extends Instrument {
  public void play() {
    System.out.println("Wind.play()");
  }
  public String what() { return "Wind"; }
  public void adjust() {}
}

class Percussion extends Instrument {
  public void play() {
    System.out.println("Percussion.play()");
  }
  public String what() { return "Percussion"; }
  public void adjust() {}
}

class Stringed extends Instrument {
  public void play() {
    System.out.println("Stringed.play()");
  }
  public String what() { return "Stringed"; }
  public void adjust() {}
}

class Brass extends Wind {
  public void play() {
    System.out.println("Brass.play()");
  }
  public void adjust() {
    System.out.println("Brass.adjust()");
  }
}

class Woodwind extends Wind {
  public void play() {
    System.out.println("Woodwind.play()");
  }
  public String what() { return "Woodwind"; }
}

public class Music3 {
  // Doesn't care about type, so new types
  // added to the system still work right:
  static void tune(Instrument i) {
    // ...
    i.play();
  }
  static void tuneAll(Instrument[] e) {
    for(int i = 0; i < e.length; i++)
      tune(e[i]);
  }
  public static void main(String[] args) {
    Instrument[] orchestra = new Instrument[5];
    int i = 0;
    // Upcasting during addition to the array:
    orchestra[i++] = new Wind();
    orchestra[i++] = new Percussion();
    orchestra[i++] = new Stringed();
    orchestra[i++] = new Brass();
    orchestra[i++] = new Woodwind();
    tuneAll(orchestra);
  }
} ///:~

The new methods are what( ), which returns a String reference with a description of the class, and adjust( ), which provides some way to adjust each instrument.

In main( ), when you place something inside the Instrument array you automatically upcast to Instrument.

You can see that the tune( ) method is blissfully ignorant of all the code changes that have happened around it, and yet it works correctly. This is exactly what polymorphism is supposed to provide. Your code changes don’t cause damage to parts of the program that should not be affected. Put another way, polymorphism is one of the most important techniques that allow the programmer to “separate the things that change from the things that stay the same.”

Overriding vs. overloading

Let’s take a different look at the first example in this chapter. In the following program, the interface of the method play( ) is changed in the process of overriding it, which means that you haven’t overridden the method, but instead overloaded it. The compiler allows you to overload methods so it gives no complaint. But the behavior is probably not what you want. Here’s the example:

//: c07:WindError.java 
// Accidentally changing the interface.

class NoteX {
  public static final int
    MIDDLE_C = 0, C_SHARP = 1, C_FLAT = 2;
}

class InstrumentX {
  public void play(int NoteX) {
    System.out.println("InstrumentX.play()");
  }
}

class WindX extends InstrumentX {
  // OOPS! Changes the method interface:
  public void play(NoteX n) {
    System.out.println("WindX.play(NoteX n)");
  }
}

public class WindError {
  public static void tune(InstrumentX i) {
    // ...
    i.play(NoteX.MIDDLE_C);
  }
  public static void main(String[] args) {
    WindX flute = new WindX();
    tune(flute); // Not the desired behavior!
  }
} ///:~

There’s another confusing aspect thrown in here. In InstrumentX, the play( ) method takes an int that has the identifier NoteX. That is, even though NoteX is a class name, it can also be used as an identifier without complaint. But in WindX, play( ) takes a NoteX reference that has an identifier n. (Although you could even say play(NoteX NoteX) without an error.) Thus it appears that the programmer intended to override play( ) but mistyped the method a bit. The compiler, however, assumed that an overload and not an override was intended. Note that if you follow the standard Java naming convention, the argument identifier would be noteX (lowercase ‘n’), which would distinguish it from the class name.

In tune, the InstrumentX i is sent the play( ) message, with one of NoteX’s members (MIDDLE_C) as an argument. Since NoteX contains int definitions, this means that the int version of the now-overloaded play( ) method is called, and since that has not been overridden the base-class version is used.

The output is:

InstrumentX.play()

This certainly doesn’t appear to be a polymorphic method call. Once you understand what’s happening, you can fix the problem fairly easily, but imagine how difficult it might be to find the bug if it’s buried in a program of significant size.

Abstract classes
and methods

In all the instrument examples, the methods in the base class Instrument were always “dummy” methods. If these methods are ever called, you’ve done something wrong. That’s because the intent of Instrument is to create a common interface for all the classes derived from it.

The only reason to establish this common interface is so it can be expressed differently for each different subtype. It establishes a basic form, so you can say what’s in common with all the derived classes. Another way of saying this is to call Instrument an abstract base class (or simply an abstract class). You create an abstract class when you want to manipulate a set of classes through this common interface. All derived-class methods that match the signature of the base-class declaration will be called using the dynamic binding mechanism. (However, as seen in the last section, if the method’s name is the same as the base class but the arguments are different, you’ve got overloading, which probably isn’t what you want.)

If you have an abstract class like Instrument, objects of that class almost always have no meaning. That is, Instrument is meant to express only the interface, and not a particular implementation, so creating an Instrument object makes no sense, and you’ll probably want to prevent the user from doing it. This can be accomplished by making all the methods in Instrument print error messages, but that delays the information until run-time and requires reliable exhaustive testing on the user’s part. It’s always better to catch problems at compile-time.

Java provides a mechanism for doing this called the abstract method[38]. This is a method that is incomplete; it has only a declaration and no method body. Here is the syntax for an abstract method declaration:

abstract void f();

A class containing abstract methods is called an abstract class. If a class contains one or more abstract methods, the class must be qualified as abstract. (Otherwise, the compiler gives you an error message.)

If an abstract class is incomplete, what is the compiler supposed to do when someone tries to make an object of that class? It cannot safely create an object of an abstract class, so you get an error message from the compiler. This way the compiler ensures the purity of the abstract class, and you don’t need to worry about misusing it.

If you inherit from an abstract class and you want to make objects of the new type, you must provide method definitions for all the abstract methods in the base class. If you don’t (and you may choose not to), then the derived class is also abstract and the compiler will force you to qualify that class with the abstract keyword.

It’s possible to create a class as abstract without including any abstract methods. This is useful when you’ve got a class in which it doesn’t make sense to have any abstract methods, and yet you want to prevent any instances of that class.

The Instrument class can easily be turned into an abstract class. Only some of the methods will be abstract, since making a class abstract doesn’t force you to make all the methods abstract. Here’s what it looks like:


Here’s the orchestra example modified to use abstract classes and methods:

//: c07:music4:Music4.java
// Abstract classes and methods.
import java.util.*;

abstract class Instrument {
  int i; // storage allocated for each
  public abstract void play();
  public String what() {
    return "Instrument";
  }
  public abstract void adjust();
}

class Wind extends Instrument {
  public void play() {
    System.out.println("Wind.play()");
  }
  public String what() { return "Wind"; }
  public void adjust() {}
}

class Percussion extends Instrument {
  public void play() {
    System.out.println("Percussion.play()");
  }
  public String what() { return "Percussion"; }
  public void adjust() {}
}

class Stringed extends Instrument {
  public void play() {
    System.out.println("Stringed.play()");
  }
  public String what() { return "Stringed"; }
  public void adjust() {}
}

class Brass extends Wind {
  public void play() {
    System.out.println("Brass.play()");
  }
  public void adjust() { 
    System.out.println("Brass.adjust()");
  }
}

class Woodwind extends Wind {
  public void play() {
    System.out.println("Woodwind.play()");
  }
  public String what() { return "Woodwind"; }
}

public class Music4 {
  // Doesn't care about type, so new types
  // added to the system still work right:
  static void tune(Instrument i) {
    // ...
    i.play();
  }
  static void tuneAll(Instrument[] e) {
    for(int i = 0; i < e.length; i++)
      tune(e[i]);
  }
  public static void main(String[] args) {
    Instrument[] orchestra = new Instrument[5];
    int i = 0;
    // Upcasting during addition to the array:
    orchestra[i++] = new Wind();
    orchestra[i++] = new Percussion();
    orchestra[i++] = new Stringed();
    orchestra[i++] = new Brass();
    orchestra[i++] = new Woodwind();
    tuneAll(orchestra);
  }
} ///:~

You can see that there’s really no change except in the base class.

It’s helpful to create abstract classes and methods because they make the abstractness of a class explicit and tell both the user and the compiler how it was intended to be used.

Constructors and polymorphism

As usual, constructors are different from other kinds of methods. This is also true when polymorphism is involved. Even though constructors are not polymorphic (although you can have a kind of “virtual constructor,” as you will see in Chapter 12), it’s important to understand the way constructors work in complex hierarchies and with polymorphism. This understanding will help you avoid unpleasant entanglements.

Order of constructor calls

The order of constructor calls was briefly discussed in Chapter 4 and again in Chapter 7, but that was before polymorphism was introduced.

A constructor for the base class is always called in the constructor for a derived class, chaining up the inheritance hierarchy so that a constructor for every base class is called. This makes sense because the constructor has a special job: to see that the object is built properly. A derived class has access to its own members only, and not to those of the base class (whose members are typically private). Only the base-class constructor has the proper knowledge and access to initialize its own elements. Therefore, it’s essential that all constructors get called, otherwise the entire object wouldn’t be constructed. That’s why the compiler enforces a constructor call for every portion of a derived class. It will silently call the default constructor if you don’t explicitly call a base-class constructor in the derived-class constructor body. If there is no default constructor, the compiler will complain. (In the case where a class has no constructors, the compiler will automatically synthesize a default constructor.)

Let’s take a look at an example that shows the effects of composition, inheritance, and polymorphism on the order of construction:

//: c07:Sandwich.java
// Order of constructor calls.

class Meal {
  Meal() { System.out.println("Meal()"); }
}

class Bread {
  Bread() { System.out.println("Bread()"); }
}

class Cheese {
  Cheese() { System.out.println("Cheese()"); }
}

class Lettuce {
  Lettuce() { System.out.println("Lettuce()"); }
}

class Lunch extends Meal {
  Lunch() { System.out.println("Lunch()");}
}

class PortableLunch extends Lunch {
  PortableLunch() {
    System.out.println("PortableLunch()");
  }
}

class Sandwich extends PortableLunch {
  Bread b = new Bread();
  Cheese c = new Cheese();
  Lettuce l = new Lettuce();
  Sandwich() { 
    System.out.println("Sandwich()");
  }
  public static void main(String[] args) {
    new Sandwich();
  }
} ///:~

This example creates a complex class out of other classes, and each class has a constructor that announces itself. The important class is Sandwich, which reflects three levels of inheritance (four, if you count the implicit inheritance from Object) and three member objects. When a Sandwich object is created in main( ), the output is:

Meal()
Lunch()
PortableLunch()
Bread()
Cheese()
Lettuce()
Sandwich()

This means that the order of constructor calls for a complex object is as follows:

  1. The base-class constructor is called. This step is repeated recursively such that the root of the hierarchy is constructed first, followed by the next-derived class, etc., until the most-derived class is reached.
  2. Member initializers are called in the order of declaration.
  3. The body of the derived-class constructor is called.

The order of the constructor calls is important. When you inherit, you know all about the base class and can access any public and protected members of the base class. This means that you must be able to assume that all the members of the base class are valid when you’re in the derived class. In a normal method, construction has already taken place, so all the members of all parts of the object have been built. Inside the constructor, however, you must be able to assume that all members that you use have been built. The only way to guarantee this is for the base-class constructor to be called first. Then when you’re in the derived-class constructor, all the members you can access in the base class have been initialized. “Knowing that all members are valid” inside the constructor is also the reason that, whenever possible, you should initialize all member objects (that is, objects placed in the class using composition) at their point of definition in the class (e.g.: b, c, and l in the example above). If you follow this practice, you will help ensure that all base class members and member objects of the current object have been initialized. Unfortunately, this doesn’t handle every case, as you will see in the next section.

Inheritance and finalize( )

When you use composition to create a new class, you never worry about finalizing the member objects of that class. Each member is an independent object and thus is garbage collected and finalized regardless of whether it happens to be a member of your class. With inheritance, however, you must override finalize( ) in the derived class if you have any special cleanup that must happen as part of garbage collection. When you override finalize( ) in an inherited class, it’s important to remember to call the base-class version of finalize( ), since otherwise the base-class finalization will not happen. The following example proves this:

//: c07:Frog.java
// Testing finalize with inheritance.

class DoBaseFinalization {
  public static boolean flag = false;
}

class Characteristic {
  String s;
  Characteristic(String c) {
    s = c;
    System.out.println(
      "Creating Characteristic " + s);
  }
  protected void finalize() {
    System.out.println(
      "finalizing Characteristic " + s);
  }
}

class LivingCreature {
  Characteristic p = 
    new Characteristic("is alive");
  LivingCreature() {
    System.out.println("LivingCreature()");
  }
  protected void finalize() {
    System.out.println(
      "LivingCreature finalize");
    // Call base-class version LAST!
    if(DoBaseFinalization.flag)
      try {
        super.finalize();
      } catch(Throwable t) {}
  }
}

class Animal extends LivingCreature {
  Characteristic p = 
    new Characteristic("has heart");
  Animal() {
    System.out.println("Animal()");
  }
  protected void finalize() {
    System.out.println("Animal finalize");
    if(DoBaseFinalization.flag)
      try {
        super.finalize();
      } catch(Throwable t) {}
  }
}

class Amphibian extends Animal {
  Characteristic p = 
    new Characteristic("can live in water");
  Amphibian() {
    System.out.println("Amphibian()");
  }
  protected void finalize() {
    System.out.println("Amphibian finalize");
    if(DoBaseFinalization.flag)
      try {
        super.finalize();
      } catch(Throwable t) {}
  }
}

public class Frog extends Amphibian {
  Frog() {
    System.out.println("Frog()");
  }
  protected void finalize() {
    System.out.println("Frog finalize");
    if(DoBaseFinalization.flag)
      try {
        super.finalize();
      } catch(Throwable t) {}
  }
  public static void main(String[] args) {
    if(args.length != 0 && 
       args[0].equals("finalize"))
       DoBaseFinalization.flag = true;
    else
      System.out.println("not finalizing bases");
    new Frog(); // Instantly becomes garbage
    System.out.println("bye!");
    // Force finalizers to be called:
    System.gc();
  }
} ///:~

The class DoBaseFinalization simply holds a flag that indicates to each class in the hierarchy whether to call super.finalize( ). This flag is set based on a command-line argument, so you can view the behavior with and without base-class finalization.

Each class in the hierarchy also contains a member object of class Characteristic. You will see that regardless of whether the base class finalizers are called, the Characteristic member objects are always finalized.

Each overridden finalize( ) must have access to at least protected members since the finalize( ) method in class Object is protected and the compiler will not allow you to reduce the access during inheritance. (“Friendly” is less accessible than protected.)

In Frog.main( ), the DoBaseFinalization flag is configured and a single Frog object is created. Remember that garbage collection and in particular finalization might not happen for any particular object so to enforce this, so System.gc( ) forces garbage collection, and thus finalization. Without base-class finalization, the output is:

not finalizing bases
Creating Characteristic is alive
LivingCreature()
Creating Characteristic has heart
Animal()
Creating Characteristic can live in water
Amphibian()
Frog()
bye!
Frog finalize
finalizing Characteristic is alive
finalizing Characteristic has heart
finalizing Characteristic can live in water

You can see that, indeed, no finalizers are called for the base classes of Frog (the member objects are finalized, as you would expect). But if you add the “finalize” argument on the command line, you get:

Creating Characteristic is alive
LivingCreature()
Creating Characteristic has heart
Animal()
Creating Characteristic can live in water
Amphibian()
Frog()
bye!
Frog finalize
Amphibian finalize
Animal finalize
LivingCreature finalize
finalizing Characteristic is alive
finalizing Characteristic has heart
finalizing Characteristic can live in water

Although the order the member objects are finalized is the same order that they are created, technically the order of finalization of objects is unspecified. With base classes, however, you have control over the order of finalization. The best order to use is the one that’s shown here, which is the reverse of the order of initialization. Following the form that’s used in C++ for destructors, you should perform the derived-class finalization first, then the base-class finalization. That’s because the derived-class finalization could call some methods in the base class that require that the base-class components are still alive, so you must not destroy them prematurely.

Behavior of polymorphic methods
inside constructors

The hierarchy of constructor calls brings up an interesting dilemma. What happens if you’re inside a constructor and you call a dynamically-bound method of the object being constructed? Inside an ordinary method you can imagine what will happen—the dynamically-bound call is resolved at run-time because the object cannot know whether it belongs to the class the method is in or some class derived from it. For consistency, you might think this is what should happen inside constructors.

This is not exactly the case. If you call a dynamically-bound method inside a constructor, the overridden definition for that method is used. However, the effect can be rather unexpected, and can conceal some difficult-to-find bugs.

Conceptually, the constructor’s job is to bring the object into existence (which is hardly an ordinary feat). Inside any constructor, the entire object might be only partially formed—you can know only that the base-class objects have been initialized, but you cannot know which classes are inherited from you. A dynamically-bound method call, however, reaches “outward” into the inheritance hierarchy. It calls a method in a derived class. If you do this inside a constructor, you call a method that might manipulate members that haven’t been initialized yet—a sure recipe for disaster.

You can see the problem in the following example:

//: c07:PolyConstructors.java
// Constructors and polymorphism
// don't produce what you might expect.

abstract class Glyph {
  abstract void draw();
  Glyph() {
    System.out.println("Glyph() before draw()");
    draw(); 
    System.out.println("Glyph() after draw()");
  }
}

class RoundGlyph extends Glyph {
  int radius = 1;
  RoundGlyph(int r) {
    radius = r;
    System.out.println(
      "RoundGlyph.RoundGlyph(), radius = "
      + radius);
  }
  void draw() { 
    System.out.println(
      "RoundGlyph.draw(), radius = " + radius);
  }
}

public class PolyConstructors {
  public static void main(String[] args) {
    new RoundGlyph(5);
  }
} ///:~

In Glyph, the draw( ) method is abstract, so it is designed to be overridden. Indeed, you are forced to override it in RoundGlyph. But the Glyph constructor calls this method, and the call ends up in RoundGlyph.draw( ), which would seem to be the intent. But look at the output:

Glyph() before draw()
RoundGlyph.draw(), radius = 0
Glyph() after draw()
RoundGlyph.RoundGlyph(), radius = 5

When Glyph’s constructor calls draw( ), the value of radius isn’t even the default initial value 1. It’s zero. This would probably result in either a dot or nothing at all being drawn on the screen, and you’d be staring, trying to figure out why the program won’t work.

The order of initialization described in the previous section isn’t quite complete, and that’s the key to solving the mystery. The actual process of initialization is:

  1. The storage allocated for the object is initialized to binary zero before anything else happens.
  2. The base-class constructors are called as described previously. At this point, the overridden draw( ) method is called, (yes, before the RoundGlyph constructor is called), which discovers a radius value of zero, due to step one.
  3. Member initializers are called in the order of declaration.
  4. The body of the derived-class constructor is called.

There’s an upside to this, which is that everything is at least initialized to zero (or whatever zero means for that particular data type) and not just left as garbage. This includes object references that are embedded inside a class via composition, which become null. So if you forget to initialize that reference you’ll get an exception at run-time. Everything else gets zero, which is usually a telltale value when looking at output.

On the other hand, you should be pretty horrified at the outcome of this program. You’ve done a perfectly logical thing and yet the behavior is mysteriously wrong, with no complaints from the compiler. (C++ produces more rational behavior in this situation.) Bugs like this could easily be buried and take a long time to discover.

As a result, a good guideline for constructors is, “Do as little as possible to set the object into a good state, and if you can possibly avoid it, don’t call any methods.” The only safe methods to call inside a constructor are those that are final in the base class. (This also applies to private methods, which are automatically final.) These cannot be overridden and thus cannot produce this kind of surprise.

Designing with inheritance

Once you learn about polymorphism, it can seem that everything ought to be inherited because polymorphism is such a clever tool. This can burden your designs; in fact if you choose inheritance first when you’re using an existing class to make a new class, things can become needlessly complicated.

A better approach is to choose composition first, when it’s not obvious which one you should use. Composition does not force a design into an inheritance hierarchy. But composition is also more flexible since it’s possible to dynamically choose a type (and thus behavior) when using composition, whereas inheritance requires an exact type to be known at compile-time. The following example illustrates this:

//: c07:Transmogrify.java
// Dynamically changing the behavior of
// an object via composition.

abstract class Actor {
  abstract void act();
}

class HappyActor extends Actor {
  public void act() { 
    System.out.println("HappyActor"); 
  }
}

class SadActor extends Actor {
  public void act() { 
    System.out.println("SadActor");
  }
}

class Stage {
  Actor a = new HappyActor();
  void change() { a = new SadActor(); }
  void go() { a.act(); }
}

public class Transmogrify {
  public static void main(String[] args) {
    Stage s = new Stage();
    s.go(); // Prints "HappyActor"
    s.change();
    s.go(); // Prints "SadActor"
  }
} ///:~

A Stage object contains a reference to an Actor, which is initialized to a HappyActor object. This means go( ) produces a particular behavior. But since a reference can be rebound to a different object at run-time, a reference for a SadActor object can be substituted in a and then the behavior produced by go( ) changes. Thus you gain dynamic flexibility at run-time. (This is also called the State Pattern. See Thinking in Patterns with Java, downloadable at www.BruceEckel.com.) In contrast, you can’t decide to inherit differently at run-time; that must be completely determined at compile-time.

A general guideline is “Use inheritance to express differences in behavior, and fields to express variations in state.” In the above example, both are used: two different classes are inherited to express the difference in the act( ) method, and Stage uses composition to allow its state to be changed. In this case, that change in state happens to produce a change in behavior.

Pure inheritance vs. extension

When studying inheritance, it would seem that the cleanest way to create an inheritance hierarchy is to take the “pure” approach. That is, only methods that have been established in the base class or interface are to be overridden in the derived class, as seen in this diagram:


This can be termed a pure “is-a” relationship because the interface of a class establishes what it is. Inheritance guarantees that any derived class will have the interface of the base class and nothing less. If you follow the above diagram, derived classes will also have no more than the base class interface.

This can be thought of as pure substitution, because derived class objects can be perfectly substituted for the base class, and you never need to know any extra information about the subclasses when you’re using them:


That is, the base class can receive any message you can send to the derived class because the two have exactly the same interface. All you need to do is upcast from the derived class and never look back to see what exact type of object you’re dealing with. Everything is handled through polymorphism.

When you see it this way, it seems like a pure “is-a” relationship is the only sensible way to do things, and any other design indicates muddled thinking and is by definition broken. This too is a trap. As soon as you start thinking this way, you’ll turn around and discover that extending the interface (which, unfortunately, the keyword extends seems to encourage) is the perfect solution to a particular problem. This could be termed an “is-like-a” relationship because the derived class is like the base class—it has the same fundamental interface—but it has other features that require additional methods to implement:


While this is also a useful and sensible approach (depending on the situation) it has a drawback. The extended part of the interface in the derived class is not available from the base class, so once you upcast you can’t call the new methods:


If you’re not upcasting in this case, it won’t bother you, but often you’ll get into a situation in which you need to rediscover the exact type of the object so you can access the extended methods of that type. The following section shows how this is done.

Downcasting and run-time
type identification

Since you lose the specific type information via an upcast (moving up the inheritance hierarchy), it makes sense that to retrieve the type information—that is, to move back down the inheritance hierarchy—you use a downcast. However, you know an upcast is always safe; the base class cannot have a bigger interface than the derived class, therefore every message you send through the base class interface is guaranteed to be accepted. But with a downcast, you don’t really know that a shape (for example) is actually a circle. It could instead be a triangle or square or some other type.


To solve this problem there must be some way to guarantee that a downcast is correct, so you won’t accidentally cast to the wrong type and then send a message that the object can’t accept. This would be quite unsafe.

In some languages (like C++) you must perform a special operation in order to get a type-safe downcast, but in Java every cast is checked! So even though it looks like you’re just performing an ordinary parenthesized cast, at run-time this cast is checked to ensure that it is in fact the type you think it is. If it isn’t, you get a ClassCastException. This act of checking types at run-time is called run-time type identification (RTTI). The following example demonstrates the behavior of RTTI:

//: c07:RTTI.java
// Downcasting & Run-time Type
// Identification (RTTI).
import java.util.*;

class Useful {
  public void f() {}
  public void g() {}
}

class MoreUseful extends Useful {
  public void f() {}
  public void g() {}
  public void u() {}
  public void v() {}
  public void w() {}
}

public class RTTI {
  public static void main(String[] args) {
    Useful[] x = {
      new Useful(),
      new MoreUseful()
    };
    x[0].f();
    x[1].g();
    // Compile-time: method not found in Useful:
    //! x[1].u();
    ((MoreUseful)x[1]).u(); // Downcast/RTTI
    ((MoreUseful)x[0]).u(); // Exception thrown
  }
} ///:~

As in the diagram, MoreUseful extends the interface of Useful. But since it’s inherited, it can also be upcast to a Useful. You can see this happening in the initialization of the array x in main( ). Since both objects in the array are of class Useful, you can send the f( ) and g( ) methods to both, and if you try to call u( ) (which exists only in MoreUseful) you’ll get a compile-time error message.

If you want to access the extended interface of a MoreUseful object, you can try to downcast. If it’s the correct type, it will be successful. Otherwise, you’ll get a ClassCastException. You don’t need to write any special code for this exception, since it indicates a programmer error that could happen anywhere in a program.

There’s more to RTTI than a simple cast. For example, there’s a way to see what type you’re dealing with before you try to downcast it. All of Chapter 12 is devoted to the study of different aspects of Java run-time type identification.

Summary

Polymorphism means “different forms.” In object-oriented programming, you have the same face (the common interface in the base class) and different forms using that face: the different versions of the dynamically-bound methods.

You’ve seen in this chapter that it’s impossible to understand, or even create, an example of polymorphism without using data abstraction and inheritance. Polymorphism is a feature that cannot be viewed in isolation (like a switch statement can, for example), but instead works only in concert, as part of a “big picture” of class relationships. People are often confused by other, non-object-oriented features of Java, like method overloading, which are sometimes presented as object-oriented. Don’t be fooled: If it isn’t late binding, it isn’t polymorphism.

To use polymorphism—and thus object-oriented techniques—effectively in your programs you must expand your view of programming to include not just members and messages of an individual class, but also the commonality among classes and their relationships with each other. Although this requires significant effort, it’s a worthy struggle, because the results are faster program development, better code organization, extensible programs, and easier code maintenance.

Exercises

  1. Add a new method in the base class of Shapes.java that prints a message, but don’t override it in the derived classes. Explain what happens. Now override it in one of the derived classes but not the others, and see what happens. Finally, override it in all the derived classes.
  2. Add a new type of Shape to Shapes.java and verify in main( ) that polymorphism works for your new type as it does in the old types.
  3. Change Music3.java so that what( ) becomes the root Object method toString( ). Try printing the Instrument objects using System.out.println( ) (without any casting).
  4. Add a new type of Instrument to Music3.java and verify that polymorphism works for your new type.
  5. Modify Music3.java so that it randomly creates Instrument objects the way Shapes.java does.
  6. Create an inheritance hierarchy of Rodent: Mouse, Gerbil, Hamster, etc. In the base class, provide methods that are common to all Rodents, and override these in the derived classes to perform different behaviors depending on the specific type of Rodent. Create an array of Rodent, fill it with different specific types of Rodents, and call your base-class methods to see what happens.
  7. Modify Exercise 6 so that Rodent is an abstract class. Make the methods of Rodent abstract whenever possible.
  8. Create a class as abstract without including any abstract methods, and verify that you cannot create any instances of that class.
  9. Add class Pickle to Sandwich.java.
  10. Modify Exercise 6 so that it demonstrates the order of initialization of the base classes and derived classes. Now add member objects to both the base and derived classes, and show the order in which their initialization occurs during construction.
  11. Create a 3-level inheritance hierarchy. Each class in the hierarchy should have a finalize( ) method, and it should properly call the base-class version of finalize( ). Demonstrate that your hierarchy works properly.
  12. Create a base class with two methods. In the first method, call the second method. Inherit a class and override the second method. Create an object of the derived class, upcast it to the base type, and call the first method. Explain what happens.
  13. Create a base class with an abstract print( ) method that is overridden in a derived class. The overridden version of the method prints the value of an int variable defined in the derived class. At the point of definition of this variable, give it a non-zero value. In the base-class constructor, call this method. In main( ), create an object of the derived type, and then call its print( ) method. Explain the results.
  14. Following the example in Transmogrify.java, create a Starship class that has an AlertStatus reference which can indicate three different states. Include methods to change the states.
  15. Create an abstract class with no methods. Derive a class and add a method. Create a static method that takes a reference to the base class, downcasts it to the derived class, and calls the method. In main( ), demonstrate that it works. Now put the abstract declaration for the method in the base class, thus eliminating the need for the downcast.

[38] For C++ programmers, this is the analogue of C++’s pure virtual function.

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Last Update:03/13/2000